Broker or dealer retailing corporate equity securities over the counter
Broker or dealer selling corporate debt securities
Mutual fund retailer
US government securities broker
Put and call broker or dealer or option writer
Non-exchange member arranging for transactions in listed securities by exchange member
Private placements of securities
Clearing
R&R utilizes the clearing services of RBC Correspondent Services, a division of RBC Capital Markets, LLC, and a wholly owned subsidiary of Royal Bank of Canada (RBC), one of the world’s largest banks. In that capacity RBC performs centralized cashiering, bookkeeping and execution functions for our clients’ accounts, including the delivery and receipt of all securities transactions and maintaining custody of all client securities and funds.