CATEGORIES OF INFORMATION WE COLLECT
Reid & Rudiger collects nonpublic personal information about you from applications, subscription agreements, and other forms we may ask you to complete. Such information may include name, address, tax identification number, telephone numbers, bank and financial information, etc. In addition, we collect and maintain information about financial transactions you may enter with us. When you establish a relationship with us, we may utilize the services of a third party for anti-money laundering purposes or to obtain and/or confirm financial, credit, employment, and related information.
DISCLOSURE OF INFORMATION
We do not disclose information about you or our former clients to service providers (other than information we may disclose to RBC Correspondent Services for clearing purposes) or other third parties, except as may be authorized in writing by you or except as may be required by or necessary in accordance with applicable law or regulation, including anti-money laundering or anti-terrorist laws and regulations.
CONFIDENTIALITY AND SECURITY
Reid & Rudiger restricts access to nonpublic personal information about you to those employees and agents who need to know that information to provide services to you. We maintain physical, electronic, and procedural safeguards to protect your nonpublic personal information.
The content of this Website is protected by applicable copyright laws. No permission is granted to copy, distribute, modify, post, or frame any text, graphics, audio, video, software code, or user interface design or logo, except that you may print a copy of the information contained herein for your personal use only.
We are committed to providing a safe and secure online environment, and we take precautions designed to keep our systems secure and compliant with industry standards. Any access to your personal information is limited to Reid & Rudiger personnel and agents who need such information to help provide services to you.
OPENING AN ACCOUNT
In opening an account, Reid & Rudiger collects information under applicable SEC, FINRA, and USA PATRIOT ACT regulations. Our Client's Agreement, which all customers must sign, includes the following language:
Important Information About Procedures for Opening a New Account
To help the government fight the funding of terrorism and money laundering activities, federal law requires all financial institutions to obtain, verify, and record all information that identifies each person who opens an account.
What this means for you: When you open an account with us, we will ask for information including your name, address, date of birth, social security, or taxpayer identification number, and other information that will allow us to identify you. We may also ask to see your driver's license or other identifying documents.