We recognize the importance of protecting our clients' privacy. To achieve that, we have adopted policies and procedures designed to maintain the confidentiality and security of personal and financial information. These policies and procedures are reviewed on a regular basis and revised as deemed necessary and appropriate. Only authorized Reid & Rudiger personnel have access to your information. Federal Regulations requires us to obtain certain information from you before an account is opened with Reid & Rudiger.
Rules and regulations also require us to update your information when necessary. Pursuant to federal securities law, the SEC and securities regulators (state, FINRA, NYSE, etc.), have access to your personal file. We share your file with our clearing agent as required to process and clear your transactions. The clearing agent maintains your securities and cash. They are also required to protect your personal information.
Reid & Rudiger maintains the physical, electronic and procedural safeguards that comply with federal standards to maintain the confidentiality of your personal information. At no time will Reid & Rudiger sell, refer, exchange or release your personal information. However, the above information can be released with client approval.
Should you have any questions, please do not hesitate to contact us.